SEC Tag

With the recent release of another new set of proposed rules by the SEC, now is perhaps a good time to step back and look at where we are with regards to implementation of the JOBS Act. The JOBS Act was signed into law in April...

Issuers who conduct presentations at pitch fairs and venture capital fairs face significant uncertainty regarding SEC compliance with the rules on general solicitation. The SEC recently released new rules that permit general solicitation; however, there are onerous filing requirements that many issuers will want to...

On Wednesday July 10, 2013, the SEC lifted its 80-year ban on advertising by private issuers of securities. The rule was the culmination of a process began by the JOBS Act passed last year. The move is designed to provide startups access to capital in...

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